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Chronic Obstructive Pulmonary Disease Program

Asthma

Definitions

As defined by the American Thoracic Society, asthma is a lung disease characterized by: 1) airflow obstruction that is reversible either spontaneously or with treatment; 2) airway inflammation; 3) increased airway responsiveness to a variety of stimuli.

Traditionally, asthma has been classified as intrinsic or extrinsic. Extrinsic asthma was that associated with a clear allergic component. Frequently, asthma associated with a non-allergic stimulus, i.e. cold or exercise, has been classified as extrinsic. Intrinsic asthma has no allergic or other exogenous stimulus and is most often a disease of adults. Patients frequently have manifestations of both.

It is important to remember that asthma comprises a spectrum of clinical entities ranging from non-productive cough, through intermittent exacerbations with normal intercurrent periods, to severe chronic, unremitting airflow obstruction.

Magnitude of the problem

There are currently an estimated 10 million Americans afflicted with asthma. What is most disturbing, and mystifying, is the fact that both the prevalence and mortality rates are increasing. The mortality rate is concentrated in urban, indigent people. Limited access to medical care and the poor quality of indoor air are some of the reasons for this socioeconomic disparity.

Pathophysiology

Inflammation
The fundamental pathophysiologic entity resulting in the clinical disease of asthma is airway inflammation. The concept of asthma as an inflammatory disease has its roots in autopsy studies of patients dying from severe asthma. In 1883, Curschmann first described the pathology of asthma as bronchiolitis exudativa. What has become apparent only recently is the fact that this same inflammatory infiltrate in the airways of patients dying from asthma is present in patients with mild or even asymptomatic disease.

The histologic findings in the asthmatic airway include bronchial occlusion with mucous and cellular debris, denudation of the epithelial layer, edema and inflammatory infiltrate in the submucosa, mucous gland hypertrophy, and bronchial smooth muscle hypertrophy. The obstruction caused by this exudate is uneven.

The pathogenesis of the histologic findings involves activation of mast cells with subsequent release of mediators which in turn induce the inflammatory response. The mediators include histamine, chemotactic factors, and arachadonic acid metabolites (notably prostaglandins, thromboxane, leukotrienes, and HETE). Leukotrienes C4, D4, and E4 were previously known as slow reacting substance of anaphylaxis (SRS-A). Thus, mast cell activation is believed to be an early event in the pathogenesis of asthma. Since most of the research pertaining to mast cell activation involved the use of allergenic stimuli, the mechanism by which non-antigenic stimuli activate mast cells remains to be elucidated.

The eosinophil is a prominent constituent in the bronchial wall of the asthmatic. In fact, asthma has been described as chronic eosinophilic desquamative bronchitis. Although the exact mechanism of recruitment is not clear, once present in the bronchial wall the eosinophil releases cytotoxic mediators such as major basic protein, eosinophil cationic protein, eosinophil peroxidase, and eosinophil derived neurotoxin. In addition, the eosinophil amplifies the asthmatic response by releasing leukotrienes which are felt to play such an important role in the inflammatory response.

The role of the neutrophil in the asthmatic response is more controversial. Clearly, this cell has the potential to cause significant tissue injury through the release of oxygen metabolites, proteases, and cationic materials. These cells are found in increased numbers in the airways of asthmatics and have been shown to affect airway function in experimental models.

Platelets, by nature of their elaboration and secretion of platelet activating factor (a potent bronchoconstrictor) and histamine-releasing factors (HRF) may well contribute to the early events in the asthmatic response. However, several other cells manufacture these mediators which presents some difficulty in establishing the relative contribution of platelets to the pathogenesis of asthma.

The role of the macrophage as an antigen presenting cell is clearly established. These cells take up antigen by endocytosis, process it, and re-express it on the cell surface in conjunction with MHC class I (viral antigens) and class II (soluble antigens) for recognition by T cells. This capacity for activation of the efferent arm of the immune system creates a potential for pathological activation although the precise role of the macrophage in airway immunity and pathophysiology remains to be determined.

Helper T cells play a central role in orchestrating immune responses. Th cytokines such as the interleukins and GM-CSF are critical to the growth and differentiation of eosinophils, mast cells and basophils and as such may be important in the pathogenesis of the asthmatic response.

Epithelial injury
A consequence of airway inflammation is epithelial cell injury. Individual cells and indeed whole areas of epithelial desquamate. These events explain the recovery of large numbers of epithelial cells in bronchial secretions. Epithelial damage contributes to the pathogenesis of airway hyper-responsiveness in several fashions: 1) exposure of nerve endings; 2) exposure of effector cells to antigen; 3) decreased production of intrinsic bronchodilator substances (i.e. prostaglandins and HETE²s).Thus the epithelium not only functions as a barrier but as an active regulator of bronchomotor tone.

Neural mechanisms
Asthmatic airways are hyper-responsive to cholinergic substances such as methacholine. This enhances responsiveness could be due changes in parasympathetic regulation of the airways due to increased cholinergic activity or qualitative changes in muscarinic receptor sensitivity. Unfortunately, antagonists which block the cholinergic are not the best bronchodilators.

Airway sensory nerves are present throughout the airway and, when stimulated, result in cough, bronchoconstriction, and mucous secretion. Pro-inflammatory neuropeptides (i.e. substance P) mediate this response in part. The duration of action of these mediators is limited by enkephalinase which cleaves the neuropeptide and inactivates it. Conceivably, down regulation of enkephalinase may allow for exaggerated effects of the neuropeptides.

Mucous secretion is controlled both by the autonomic (parasympathetic) nervous system and neuropeptides. Since mucous plugging is universal in patients who die from asthma, the importance of this neural control of airway function cannot be underestimated.

Smooth muscle
Smooth muscle function in asthmatics may be abnormal. For example, "normal" first degree relatives of asthmatics are hyper-responsive to methacholine. Furthermore, asthmatics have abnormal stimulus-response coupling in other autonomic events such as glycogenolysis, sweat gland function, and pupillary reaction.

In summary, the concept of asthma as an episodic bronchospasm superimposed on otherwise normal airways is no longer tenable. Asthma is a disease of chronic airway inflammation with intermittent acute exacerbations. This concept of chronic inflammation has revolutionized contemporary thought pertaining to pathophysiology of asthma, and more importantly, has had profound therapeutic implications for this condition.

Clinical Manifestations

Frequently, patients will complain of dyspnea, chest tightness, sputum production, or wheezing. A common presentation is one of chronic, unexplained cough. When eliciting a history from asthmatic patients, one must define the level of chronic symptomatology and then attempt to define those precipitating factors which can cause acute decompensation. The most common of these is an antecedent viral upper respiratory infection. Exposure to allergens such as pollens, pets, molds, etc. should be delineated. There is a subset of patients who develop symptoms only after they exercise (so-called exercise-induced asthma). The mechanism of disease in these patients is thought to involve osmolarity changes at the level of the epithelium which may induce mast cell degranulation. Similar mechanisms are felt to pertain in patients who develop symptoms upon exposure to cold air. Commonly used drugs such as beta-blockers and aspirin (associated with nasal polyps) may precipitate bronchospasm. In addition, sulfites, which are used as preservatives in foods as well as in inhaled B-2 agonists, can elicit an allergic response.

The physical examination may be normal in minimally symptomatic patients. However, it is important to look for specific findings that might be overlooked in a non-directed examination. For example, evaluate for the presence of rhinitis and sinusitis. Nasal polyps may be found in atopic individuals. Listen carefully over each lobe for wheezing or ronchi.(The absence of wheezing is an ominous finding implying severely compromised airflow.)

In the acutely decompensated asthmatic, the physical examination helps to assess the severity of airflow obstruction, and hence the potential for respiratory failure. The two findings of documented import in this regard are a pulsus paradox and use of accessory muscles. A pulsus paradox of greater than 12 mm Hg or the use of sternocleidomastoid muscles implies severe airflow obstruction.

The laboratory evaluation of the asthmatic usually includes pulmonary function testing which may show obstructive physiology and an increased FRC suggesting air trapping. If PFT's are normal, methacholine inhalational challenge can be used to detect those patients with chronic airway inflammation but normal PFT's.

Chest x-ray is usually normal except in the acutely ill patient where hyperinflation may be present. The presence of specific IgE to allergens in the patient's environment may be helpful in guiding avoidance and immunotherapy.

Peak expiratory flow rate (PEFR) is an extremely useful method both to manage the stable asthmatic at home as well as to gauge the severity of an acute exacerbation in the ER. PEFR of 25% predicted implies severe airflow obstruction and impending respiratory failure. Similar parameters hold for FEV-1.

Arterial blood gases are also useful in assessing acutely ill asthmatics. Generally, these are not necessary unless the PEFR is less than 25% predicted. Hypoxemia is generally not severe but does decline linearly with worsening airflow obstruction. CO2 is low in mild exacerbations and rises with severity of obstruction. A normal CO2 in an acutely ill asthmatic is thus an ominous finding. If the exacerbation progresses unabated, respiratory failure ensues with the concomitant respiratory acidosis.

Differential Diagnosis

Tracheal stenosis and vocal cord dysfunction can be mistaken for asthma. Flow volume loops distinguish these diseases from asthma. Parenchymal diseases which can involve the airways (bronchiolitis obliterans, acute hypersensitivity pneumonitis) are distinguished from asthma by the presence of characteristic abnormalities of the chest radiograph. Mitral stenosis and left ventricular failure can present with wheezing and dyspnea. Characteristic findings in the history and physical usually make this an easy distinction. Pulmonary emboli cause acute dyspnea and may cause wheezing. Chest radiographs are frequently normal. More specific evaluation (i.e. ventilation-perfusion scanning or angiography) may be necessary if this disease cannot be reliably excluded clinically. Spontaneous pneumothorax presents with acute dyspnea and occasionally wheezing. The sudden onset, diminished breath sounds unilaterally and chest film will easily distinguish this disease. Differentiation from emphysema and chronic bronchitis can be quite difficult particularly since these diseases may coexist. A normal chest film, marked spontaneous variability in PEFR, and significant improvement with differentiating from the other diseases of chronic airflow obstruction.

Treatment of Asthma

The approach to treatment has undergone an evolution which can be attributed to the new understanding of asthma as a chronic inflammatory disease. Historically, bronchodilators have been the cornerstones of therapy. Methylxanthines,anticholinergics, and beta-adrenergic agonists are the prototypical agents in this group. However, this therapy does not address the underlying inflammation but rather the consequences (i.e. bronchonstriction) of this inflammation. Regular use of these agents (particularly the inhaled beta-2 selective agonists) in the absence of treatment of the underlying inflammation has been implicated in the rising mortality of asthma. There has been a virtual explosion in the past several years in agents designed specifically to modulate the inflammatory component of asthma. Inhaled corticosteroids, cromolyn sodium, and others have been added to the antiinflammatory arsenal that, until recently, included only oral corticosteroids. Currently, these agents represent first line therapy in the management of the moderate to severe asthmatic.

Bronchodilators

Methylxanthines
The precise mechanism by which methylxanthines (most commonly theophylline and its intravenous cousin aminophylline) effect bronchodilation is not known. Originally, these agents were felt to inhibit the enzyme phosphodiesterase. This enzyme is responsible for inactivating cyclic AMP, the second messenger mediating bronchodilation. However, the concentration of theophylline required to inhibit phosphodiesterase is not realized therapeutically. More likely, the beneficial effects of theophylline are due to its positive effects of respiratory muscle performance and possibly its anti-inflammatory properties. Because of a low toxic/therapeutic ratio and important detrimental interactions with other drugs, theophylline has fallen out of favor in the outpatient arena. However, sustained release preparations are proving efficacious in the control of nocturnal asthma.

Beta-adrenergic agonists
The binding of beta adrenergic agonists to the beta-2 adrenergic receptor on bronchial smooth muscle cells results in bronchodilation by the activation of adenylate cyclase and resultant increase in intracellular cAMP. Cyclic AMP activates protein kinase A, which inhibits phosphorylation pf myosin and lowers intracellular calcium, resulting in smooth muscle relaxation. These agents are available in oral and inhaled form. In general, the inhaled forms are preferred because their efficacy is at least as good, if not better, than that of the oral forms and their systemic toxicity is much less. Beta adrenergic agonists can be administered as a drug aerosol or, more conveniently, via a hand held metered-dose inhaler. As mentioned above, these agents are currently under scrutiny as potential culprits in the rising mortality of asthma in this country and others.

Anticholinergics
Binding of acetylcholine to the cholinergic receptor results in activation of guanylate cyclase which catalyses the synthesis of cGMP, the second messenger mediating bronchoconstriction. Anticholinergic agents such as atropine inhibit this parasympathetic input and thus favor bronchodilation. Atropine is systemically absorbed, and consequently has significant toxicity. Conversely, ipratropium bromide has very low systemic bioavailability and is the preferred agent of this class. Ipratropium is available in metered dose inhaler form. Unfortunately, these agents are only modestly effective in asthmatics and find their role more in the patients with emphysema and/or bronchitis.

Anti-inflammatory Drugs

Corticosteroids
Corticosteroids are potent anti-inflammatory agents and as such are remarkably effective in the management of asthmatics. They do not inhibit mast cell degranulation but rather inhibit the release of mediators from eosinophils and macrophages. The mechanism of the salutory effects of corticosteroids in asthma is attributed to inhibition of the influx of the inflammatory infiltrate and the inhibition of prostaglandin and leukotriene synthesis. In addition, steroids diminish microvascular leakage and hence mucosal edema resulting from these proinflammatory mediators. As one would expect, these agents block late phase response and bronchial hyper-responsiveness but do inhibit the early asthmatic response. Used chronically, however, these agents reduce the early response as well.Corticosteroids are available in inhaled forms which minimize the systemic side effects but which retain potent anti-inflammatory effects in the airway.

Cromolyn Sodium
The exact mechanism of action of cromolyn is not known but it is believed to stabilize mast cells and thus prevent degranulation, which explains its efficacy in blocking situational (i.e. exercise-induced) asthma. Cromolyn also blocks late phase responses which suggests actions on eosinophils and macrophages as well. In addition, cromolyn blocks bronchoconstriction to sulfur dioxide which may in part be neurally mediated suggesting effects of sensory nerves in the airway as well. Cromolyn is not effective in all patients. However, one cannot predict which patients will respond. Therefore, a therapeutic trial is usually needed to determine effectiveness in any given patient.

Others
As the concept of asthma as an inflammatory disease has gained acceptance, much of the current research regarding therapeutic management has focused on methods of modulating inflammation. Methotrexate has been found to be an effective agent in asthma. However, due to its significant toxicities, this agent is reserved for those patients with intolerable side effects of systemic corticosteroids. Recently, specific antagonists of platelet activating factor, prostaglandins, and leukotrienes have been developed which look very promising as future therapeutic options in asthma.

Environmental and allergy management

In addition to the pharmacologic approach to asthma, one must seek to identify and ameliorate environmental and occupational stimuli which can precipitate and/or perpetuate airflow obstruction. Exposure to outdoor allergens (pollens and molds), indoor allergens (animal allergens, molds), and occupational allergens (cotton dust, grain dust, toluene diisocyanate) needs to be assessed. In addition, the effects of exposure to non-specific irritants such as smoke and air pollutants must be evaluated. Steps to control or to avoid these provoking agents are then the first priority. Allergy immunotherapy can be helpful if the specific antigen can be identified.

Co-Directors
Peter Kaplan, M.D.

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